What is the primary function of the Federal Reserve Board (FRB)?

"To regulate the insurance industry" "To oversee the stock exchanges" "To control the flow of money and credit conditions" "To issue charters to new banks

Which organization is responsible for overseeing stockbrokers and brokerage firms?

"The Securities and Exchange Commission (SEC)" "The Federal Reserve Board (FRB)" "The Financial Industry Regulatory Authority (FINRA)" "The Office of the Comptroller of the Currency (OCC)"

What is the main objective of the Office of the Comptroller of the Currency (OCC)?

"To regulate investment firms and financial advisors" "To enforce securities laws and issue new regulations" "To ensure the stability and well-being of the banking system" "To control the money supply and interest rates

Which entity is responsible for investigating and prosecuting violations of securities laws?

"Corporate Finance Division of the SEC" "Enforcement Division of the SEC" "Investment Management Division of the SEC" "Trading and Markets Division of the SEC"

What is one of the key roles of the Financial Industry Regulatory Authority (FINRA)?

"Setting interest rates for bank loans" "Issuing charters to new banks" "Overseeing the operations of the stock exchanges" "Educating investors and ensuring they are adequately protected"